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Key SEC Regulations Accountants Should Know About
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Key SEC Regulations Accountants Should Know About
Course Overview:
This course provides an overview of key SEC regulations that accountants should be familiar with. This includes a discussion of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as specific Regulations including Regulation S-X, Regulation S-K, and Regulation FD. This course also provides some examples of how companies may be in violation of certain of these Regulations. Finally, this course concludes with a discussion of some of the key requirements of the Sarbanes-Oxley Act which seeks to enhance corporate transparency, accountability, and governance practices.
Learning Objectives:
Upon completion of this course, you will be able to:
Course Overview:
This course provides an overview of key SEC regulations that accountants should be familiar with. This includes a discussion of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as specific Regulations including Regulation S-X, Regulation S-K, and Regulation FD. This course also provides some examples of how companies may be in violation of certain of these Regulations. Finally, this course concludes with a discussion of some of the key requirements of the Sarbanes-Oxley Act which seeks to enhance corporate transparency, accountability, and governance practices.
Learning Objectives:
Upon completion of this course, you will be able to:
• Identify key requirements related to the Securities Act of 1933 and Securities Exchange Act of 1934
• Recognize specific requirements included in Regulations S-X, S-K, and FD
• Distinguish between requirements included in Regulation S-X and S-K
• Recognize key requirements of the Sarbanes Oxley Act of 2002
Course Number:
KC51
NASBA Field of Study:
Accounting
Level:
Overview
Author/Instructor:
Kelen F. Camehl, CPA, MBA
Publication Date:
March 2024
CPE Credits:
2
KC51
NASBA Field of Study:
Accounting
Level:
Overview
Author/Instructor:
Kelen F. Camehl, CPA, MBA
Publication Date:
March 2024
CPE Credits:
2
Prerequisites:
None
Advanced Preparation:
None
None
Advanced Preparation:
None
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